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Your search has returned 25 jobs     

Quality Reviewer - Birmingham

Recruiter: IDEX Consulting LLP
Location: Birmingham
Salary: £25000 - £30000 per annum
Job Reference: FTA13050209
Date Added: 21/05/2013

Quality Reviewer
Birmingham
Up to £30,000

A leading financial services organisation based in the West Midlands are recruiting for a Quality Reviewer to join their team in Birmingham to review members files for suitability of advice.


The Role

You will review your own allocated cases to assess the suitability of advice given and adherenc...


Compliance Officer

Recruiter: IDEX Consulting LLP
Location: Birmingham
Salary: £27000 - £32000 per annum
Job Reference: FTA13050194
Date Added: 21/05/2013

Home Based Compliance Manager
Full or part time hours available
£27,000 - £32,000

My client is a specialist provider to the Financial Services Industry of Regulatory Compliance Solutions, Training and Competency and Soft Skills training. Now looking to recruit a home based compliance professional.

The successful candidate will be involved...


Senior Compliance Officer - Warwickshire

Recruiter: IDEX Consulting LLP
Location: Warwickshire
Salary: £25000 - £40000 per annum
Job Reference: FTA13050192
Date Added: 21/05/2013

Senior Compliance Officer
Warwickshire
Up to £40,000

A financial services company based in Warwickshire require a Senior Compliance Officer to join their team to have overall responsibility for the ongoing monitoring of risk within the business.


The Role

You will need to analyse and interpret financial services regulation in order to i...


Compliance Support Manager - Warwickshire

Recruiter: IDEX Consulting LLP
Location: Warwickshire
Salary: £34000 - £48000 per annum
Job Reference: FTA13050191
Date Added: 21/05/2013

Compliance Support Manager
Warwickshire
Up to £48,000

A financial services company based in Warwickshire require a Compliance Support Manager to join their team to manage compliance guidance for the business.


The Role

You will work closely with the marketing team to ensure that all material produced for financial products is compliant ...


Compliance Monitoring Officer - London

Recruiter: IDEX Consulting LLP
Location: London
Salary: £50000 - £60000 per annum + Benefits
Job Reference: FTA13050173
Date Added: 16/05/2013

Compliance Monitoring Officer - London
Salary up to £60,000 plus benefits

The firm we are partnered with is a high profile financial planning and asset management practice who work predominately with wealthy private clients, investors and corporates.

Overall Purpose of Role

The role reports to the Group Compliance Monitoring Manager and ...


Compliance Administrator - Milton Keynes - 12 months FTC

Recruiter: IDEX Consulting LLP
Location: Milton Keynes
Salary: £32000 per annum + Benefits
Job Reference: FTA13050171
Date Added: 16/05/2013

Compliance Administrator - Milton Keynes, Buckinghamshire
Salary up to £32,000 plus benefits
12 months FTC

A professional practice in Milton Keynes are keen to solidify the Compliance Team in the Milton Keynes, reporting to the Compliance Director this high profile firm are looking for a Compliance Administrator will provide support to the nat...


Compliance Assistant (Quality Assurance)

Recruiter: IDEX Consulting LLP
Location: Manchester
Salary: £30000 - £35000 per annum
Job Reference: FTA13050165
Date Added: 16/05/2013

My Client is currently looking for a Compliance Executive to join their team in South Manchester.

THE ROLE
• Review the suitability and quality of advice given to customers by advisers and to ensure that any identified areas of concern or development are appropriately addressed, primarily in relation to business written
• Identify and report p...


Compliance Officer - North Wales

Recruiter: IDEX Consulting LLP
Location: North Wales
Salary: £23000 per annum
Job Reference: FTA13050164
Date Added: 16/05/2013

My client is currently looking to recruit a Compliance Officer to join their team in North Wales.

The successful candidate will be responsible for helping the business to understand and comply with regulatory requirements and reducing risk, maintaining and implementing procedures and undertaking compliance audit and monitoring work.

THE ROLE...


Compliance Officer – Berkshire - £45,000 - £55,000

Recruiter: IDEX Consulting LLP
Location: Berkshire
Salary: £45000 - £55000 per annum
Job Reference: FTA13050152
Date Added: 16/05/2013

Compliance Officer
Berkshire
Up to £55,000

Our client, a large Investment Management and Consultancy practice and looking for compliance professional to join their team in Berkshire. The main purpose of the role will be to develop and maintain the compliance operation of the firm and asses the regulatory issues surrounding Discretionary Fund M...