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Your search has returned 25 jobs
A FTSE 250 wealth manager with over £20 billion funds under management is seeking an Integration Manager for its Birmingham based Financial Planning team.Your role will be to work closely with the groups new Financial Planners and Financial Planning firms, developing their business through coaching, mentoring, utilisation of marketing tools and bus...
Quality ReviewerBirminghamUp to £30,000A leading financial services organisation based in the West Midlands are recruiting for a Quality Reviewer to join their team in Birmingham to review members files for suitability of advice.The RoleYou will review your own allocated cases to assess the suitability of advice given and adherenc...
Home Based Compliance Manager Full or part time hours available £27,000 - £32,000My client is a specialist provider to the Financial Services Industry of Regulatory Compliance Solutions, Training and Competency and Soft Skills training. Now looking to recruit a home based compliance professional.The successful candidate will be involved...
Senior Compliance OfficerWarwickshireUp to £40,000A financial services company based in Warwickshire require a Senior Compliance Officer to join their team to have overall responsibility for the ongoing monitoring of risk within the business.The RoleYou will need to analyse and interpret financial services regulation in order to i...
Compliance Support ManagerWarwickshireUp to £48,000A financial services company based in Warwickshire require a Compliance Support Manager to join their team to manage compliance guidance for the business.The RoleYou will work closely with the marketing team to ensure that all material produced for financial products is compliant ...
Compliance Monitoring Officer - LondonSalary up to £60,000 plus benefitsThe firm we are partnered with is a high profile financial planning and asset management practice who work predominately with wealthy private clients, investors and corporates.Overall Purpose of Role The role reports to the Group Compliance Monitoring Manager and ...
Compliance Administrator - Milton Keynes, BuckinghamshireSalary up to £32,000 plus benefits12 months FTCA professional practice in Milton Keynes are keen to solidify the Compliance Team in the Milton Keynes, reporting to the Compliance Director this high profile firm are looking for a Compliance Administrator will provide support to the nat...
My Client is currently looking for a Compliance Executive to join their team in South Manchester.THE ROLE• Review the suitability and quality of advice given to customers by advisers and to ensure that any identified areas of concern or development are appropriately addressed, primarily in relation to business written• Identify and report p...
My client is currently looking to recruit a Compliance Officer to join their team in North Wales.The successful candidate will be responsible for helping the business to understand and comply with regulatory requirements and reducing risk, maintaining and implementing procedures and undertaking compliance audit and monitoring work. THE ROLE...
Compliance OfficerBerkshireUp to £55,000Our client, a large Investment Management and Consultancy practice and looking for compliance professional to join their team in Berkshire. The main purpose of the role will be to develop and maintain the compliance operation of the firm and asses the regulatory issues surrounding Discretionary Fund M...
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