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Your search has returned 28 jobs     

Compliance Monitoring Officer - London

Recruiter: IDEX Consulting LLP
Location: London
Salary: £50000 - £60000 per annum + Benefits
Job Reference: FTA13050173
Date Added: 16/05/2013

Compliance Monitoring Officer - London
Salary up to £60,000 plus benefits

The firm we are partnered with is a high profile financial planning and asset management practice who work predominately with wealthy private clients, investors and corporates.

Overall Purpose of Role

The role reports to the Group Compliance Monitoring Manager and ...


Compliance Administrator - Milton Keynes - 12 months FTC

Recruiter: IDEX Consulting LLP
Location: Milton Keynes
Salary: £32000 per annum + Benefits
Job Reference: FTA13050171
Date Added: 16/05/2013

Compliance Administrator - Milton Keynes, Buckinghamshire
Salary up to £32,000 plus benefits
12 months FTC

A professional practice in Milton Keynes are keen to solidify the Compliance Team in the Milton Keynes, reporting to the Compliance Director this high profile firm are looking for a Compliance Administrator will provide support to the nat...


Compliance Assistant (Quality Assurance)

Recruiter: IDEX Consulting LLP
Location: Manchester
Salary: £30000 - £35000 per annum
Job Reference: FTA13050165
Date Added: 16/05/2013

My Client is currently looking for a Compliance Executive to join their team in South Manchester.

THE ROLE
• Review the suitability and quality of advice given to customers by advisers and to ensure that any identified areas of concern or development are appropriately addressed, primarily in relation to business written
• Identify and report p...


Compliance Officer - North Wales

Recruiter: IDEX Consulting LLP
Location: North Wales
Salary: £23000 per annum
Job Reference: FTA13050164
Date Added: 16/05/2013

My client is currently looking to recruit a Compliance Officer to join their team in North Wales.

The successful candidate will be responsible for helping the business to understand and comply with regulatory requirements and reducing risk, maintaining and implementing procedures and undertaking compliance audit and monitoring work.

THE ROLE...


Compliance Officer – Berkshire - £45,000 - £55,000

Recruiter: IDEX Consulting LLP
Location: Berkshire
Salary: £45000 - £55000 per annum
Job Reference: FTA13050152
Date Added: 16/05/2013

Compliance Officer
Berkshire
Up to £55,000

Our client, a large Investment Management and Consultancy practice and looking for compliance professional to join their team in Berkshire. The main purpose of the role will be to develop and maintain the compliance operation of the firm and asses the regulatory issues surrounding Discretionary Fund M...


Compliance Assistant - Surrey

Recruiter: IDEX Consulting LLP
Location: Surrey
Salary: £30000 - £32000 per annum
Job Reference: FTA13050141
Date Added: 14/05/2013

Compliance Assistant
Surrey
Up to £32,000

Due to expansion, a respected wealth management firm are recruiting for a Compliance Assistant to join their team in Surrey to provide support to the T&C department.


The Role

You will provide assistant to the T&C Manager to help to produce an effective training and competence scheme. You wil...


Compliance Manager

Recruiter: IDEX Consulting LLP
Location: Wolverhampton
Salary: £25000 - £30000 per annum
Job Reference: FTA13050125
Date Added: 14/05/2013

Compliance Manager
Salary negotiable dependant upon experience
Company overview

Leading high net worth IFA firm based in Wolverhampton looking to recruit a Compliance Manager to support the established team.

Duties will include

Monitoring industry / FSA regulatory changes, FSA thematic reports, FSA guidance papers, FSA enforcement ...


Compliance and Risk Assistant

Recruiter: IDEX Consulting LLP
Location: Birmingham
Salary: £22000 - £35000 per annum
Job Reference: FTA13050120
Date Added: 14/05/2013

Compliance and Risk Assistant

My client, an RDR ready fee based national practice are currently looking to recruit a hard working Compliance and Risk Assistant to the Birmingham City Centre office.


Overview of main duties

•?Conduct Compliance Monitoring Visits on Consultants and agree Remedial Action Plans.
•?Reviewing files
•?Pre ap...


Compliance Director - West Midlands

Recruiter: IDEX Consulting LLP
Location: West Midlands
Salary: £60000 - £70000 per annum + Benefits
Job Reference: FTA13050115
Date Added: 14/05/2013

Compliance Director
West Midlands
Up to £70,000

Our Client are a fee-based IFA company, offering a high quality bespoke service to business owners. They are currently recruiting for a Compliance Director to provide a compliance advisory function to senior and executive management in their Head Office in the West Midlands.


The Role

Yo...


Compliance Manager - Nottingham, Nottinghamshire

Recruiter: IDEX Consulting LLP
Location: Nottingham
Salary: £35000 - £42000 per annum
Job Reference: FTA13050098
Date Added: 10/05/2013

Compliance Manager - Nottingham, Nottinghamshire
Salary up to £42,000 plus benefits

We are partnered with a leading financial planning practice based in Nottingham who are looking to engage a Compliance Manager to take responsibility for the firms compliance and competence framework, the firm operate a fee-based advice process for wealthy priva...